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Top Rating by Their Peers. Ponzi schemes and hedge funds.
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Heritage West Building, Suite 300. Little Rock, Arkansas 72201-1692. How to File A Complaint. The Legal Section of the Department includes a general counsel and a staff of six knowledgeable attorneys. The attorneys represent the Department in all litigation and enforcement actions. Information is provided on how to register to sell securities in Arkansas and register as a broker-dealer, agent, investment adviser, investment adviser representative, or agent of the issuer.
Monday, October 08, 2007. That differs from a standard fixed-income security in that the final payout is based on the return of the underlying equity, which can be a single stock, basket of stocks or an equity index. A typical ELN is principal-protected, i. Equity linked note can be thought as a combination of a zero coupon bond.